Thread: Knock-In Option
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Old 08-11-2009, 09:05 AM   #1 (permalink)
Fegu
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Join Date: Jun 2009
Posts: 29
Post Knock-In Option

Key product features

• Participate in a favourable move in the underlying exchange rate once a predetermined spot rate – called the “barrier” level – has been reached or breached.
• Barrier level can be ITM or OTM.
• Upfront premium.


Product description/scenario

• A Knock-In Call or Put is a modification to the Vanilla that only starts to exist if spot trades at or beyond a pre-specified barrier level.
• The option is cheaper than an equivalent Vanilla, as the ability to exercise the option is contingent on spot fixing at or beyond the barrier first.
• A Knock-In with a barrier that is In-The-Money is called a Reverse Knock-In, shown in the trade profile below.
• A Knock-In with a barrier that is Out-The-Money is called a Normal or Regular Knock-In.

Example trade profile


Payout profile at expiry


Payoff description

• If spot has reached or breached the knock-in level (1.4500) and spot at expiry is:
– Above the strike (1.3500), you buy EUR 1mio, sells USD 1.35mio.
– Below strike (1.3500), you are free to trade at the prevailing market spot rate.

• If spot has not reached or breached the knock-in level (1.4500) at any time throughout the life of the option, the option expires without ever having come into existence.

Variations

• European style:
– The barrier is live only at expiry.

• Discrete style:
– The barrier is live for predetermined discrete points in time during the life of the option.
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